^
+ Follow COMPLIANCE AND ENFORCEMENT DEPARTMENT Tag
COMPLIANCE AND ENFORCEMENT DEPARTMENT
Array
(
    [results] => Array
        (
            [0] => Array
                (
                    [ArticleID] => 1308284
                    [Title] => SEC tips off public on “fraudulent” NGO
                    [Summary] => 

The Securities and Exchange Commission is advising the public to be cautious in dealing with personnel from North East Luzon Foundation, Inc. and to report to the commission any operation involving the company.

[DatePublished] => 2014-04-03 00:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1516241 [AuthorName] => Michael H. Braga/ATO [SectionName] => Cebu News [SectionUrl] => cebu-news [URL] => ) [1] => Array ( [ArticleID] => 461216 [Title] => SEC issues CDO vs 4 firms selling Boracay investment packages [Summary] =>

MANILA, Philippines - The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against Crown Regency Holiday International Inc., Fuente Triangle Realty Development Corp., Megatrend Realty Network Inc. and Boracay Multiple Properties Developers Inc. for selling investment contracts to the public without the regulator’s consent.

[DatePublished] => 2009-04-27 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [2] => Array ( [ArticleID] => 408761 [Title] => SEC mulls unit to combat securities fraud [Summary] => With the Internet becoming a haven for many con artists, the Securities and Exchange Commission (SEC) is looking ... [DatePublished] => 2008-10-21 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [3] => Array ( [ArticleID] => 71406 [Title] => SEC issues CDO versus ETXT Business Solutions [Summary] => [DatePublished] => 2008-07-07 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [4] => Array ( [ArticleID] => 69319 [Title] => SEC’s CDO vs Primanila Plans made permanent [Summary] => [DatePublished] => 2008-06-25 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [5] => Array ( [ArticleID] => 64718 [Title] => Meralco nagpasaklolo sa CA [Summary] => [DatePublished] => 2008-05-30 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Bansa [SectionUrl] => bansa [URL] => ) [6] => Array ( [ArticleID] => 31443 [Title] => PIPC officers, agents charged for fraudulent sale of securities [Summary] => [DatePublished] => 2007-12-05 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [7] => Array ( [ArticleID] => 24963 [Title] => SEC issues CDO order vs D 1st Cell Pawnshop [Summary] => [DatePublished] => 2007-11-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [8] => Array ( [ArticleID] => 341839 [Title] => SEC okays revised rules on foundations [Summary] => Foundations applying for registration with the Securities and Exchange Commission (SEC) are required to deposit their funds in a bank regulated by the Bangko Sentral ng Pilipinas (CBSP) and to submit a statement of willingness allowing an audit into their operations.

These form part of the revised rules on foundations approved by the SEC Friday.
[DatePublished] => 2006-06-14 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [9] => Array ( [ArticleID] => 334871 [Title] => SEC reprimands EPCIB for code violation [Summary] => Equitable PCI Bank received a mere slap on the wrist from the Securities and Exchange Commission (SEC) despite findings it violated the independent director provision of the Securities Regulation Code (SRC).

This as the SEC approved the recommendation of its Compliance and Enforcement Department (CED) to not impose criminal and administrative sanctions against EPCIBank and its nomination committee.

The CED opted to just impose the penalty of reprimand on EPCIBank with a stern warning that any future violations will be severely dealt with in accordance with law.
[DatePublished] => 2006-05-04 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
abtest
May 30, 2008 - 12:00am
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