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                    [ArticleID] => 287138
                    [Title] => SEC issues permanent CDO vs Citicapital, Inc.
                    [Summary] => The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration.


This as the SEC denied Citicapital’s motion to lift the CDO for lack of merit.  With the CDO made permanent, the officers, directors, agents, and representatives of Citicapital are prohibited from further soliciting investments from the public.  


                    [DatePublished] => 2005-07-19 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

            [1] => Array
                (
                    [ArticleID] => 244909
                    [Title] => SEC issues CDO versus Citicapital
                    [Summary] => The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration.


The issuance of the CDO followed an investigation conducted by the SEC’s Compliance and Enforcement Department (CED) which showed that Citicapital sold preferred shares to more than 19 persons, in violation of the 19-lender rule.


The CED said the shares were sold without prior approval of the company’s registration statement by the SEC.


                    [DatePublished] => 2004-04-02 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

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)

CITICAPITAL

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    [results] => Array
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            [0] => Array
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                    [ArticleID] => 287138
                    [Title] => SEC issues permanent CDO vs Citicapital, Inc.
                    [Summary] => The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration.


This as the SEC denied Citicapital’s motion to lift the CDO for lack of merit.  With the CDO made permanent, the officers, directors, agents, and representatives of Citicapital are prohibited from further soliciting investments from the public.  


                    [DatePublished] => 2005-07-19 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

            [1] => Array
                (
                    [ArticleID] => 244909
                    [Title] => SEC issues CDO versus Citicapital
                    [Summary] => The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration.


The issuance of the CDO followed an investigation conducted by the SEC’s Compliance and Enforcement Department (CED) which showed that Citicapital sold preferred shares to more than 19 persons, in violation of the 19-lender rule.


The CED said the shares were sold without prior approval of the company’s registration statement by the SEC.


                    [DatePublished] => 2004-04-02 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

        )

)

abtest

SEC issues permanent CDO vs Citicapital, Inc.

By Zinnia B. Dela Peña | July 19, 2005 - 12:00am

The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration. This...

Business

SEC issues CDO versus Citicapital

By Zinnia B. Dela Peña | April 2, 2004 - 12:00am

The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration. The issuance of the CDO...

Business