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                    [ArticleID] => 156492
                    [Title] => SEC stops Unicap from soliciting investments
                    [Summary] => The Securities and Exchange Commission (SEC) has ordered suspected "boiler room" firm United Capital Management to permanently stop its operations and threatened it with other administrative sanctions, including penalties and the revocation of its corporate registration.


In an order, the commission en banc permanently restrained Unicap from further soliciting and and/or accepting investments from the public after the company failed to request for the lifting of an earlier cease-and-desist order (CDO) issued on May 23, 2001.


                    [DatePublished] => 2002-04-08 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
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                    [SectionName] => Business
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UNITED CAPITAL MANAGEMENT

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                    [ArticleID] => 156492
                    [Title] => SEC stops Unicap from soliciting investments
                    [Summary] => The Securities and Exchange Commission (SEC) has ordered suspected "boiler room" firm United Capital Management to permanently stop its operations and threatened it with other administrative sanctions, including penalties and the revocation of its corporate registration.


In an order, the commission en banc permanently restrained Unicap from further soliciting and and/or accepting investments from the public after the company failed to request for the lifting of an earlier cease-and-desist order (CDO) issued on May 23, 2001.


                    [DatePublished] => 2002-04-08 00:00:00
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abtest

SEC stops Unicap from soliciting investments

April 8, 2002 - 12:00am

The Securities and Exchange Commission (SEC) has ordered suspected "boiler room" firm United Capital Management to permanently stop its operations and threatened it with other administrative sanctions,...

Business