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                    [ArticleID] => 95316
                    [Title] => SEC stands pat on broker-dealer segregation rule
                    [Summary] => The Securities and Exchange Commission (SEC) is standing pat on its decision to implement the segregation of the broker-dealer function despite the Philippine Stock Exchange’s (PSE) request to relax this rule in view of the slumping market volume that has sent several foreign brokers packing home.


SEC chairperson Lilia Bautista said the spate of closures of a number of brokerage firms resulted from a host of factors, not solely on the lethargic turnover at the trading floor which brokers attribute to the separation of their dealing activities.


                    [DatePublished] => 2001-05-29 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1096615
                    [AuthorName] =>  Christina Mendez
                    [SectionName] => Business
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SECURITIES AND JAPAN

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                    [ArticleID] => 95316
                    [Title] => SEC stands pat on broker-dealer segregation rule
                    [Summary] => The Securities and Exchange Commission (SEC) is standing pat on its decision to implement the segregation of the broker-dealer function despite the Philippine Stock Exchange’s (PSE) request to relax this rule in view of the slumping market volume that has sent several foreign brokers packing home.


SEC chairperson Lilia Bautista said the spate of closures of a number of brokerage firms resulted from a host of factors, not solely on the lethargic turnover at the trading floor which brokers attribute to the separation of their dealing activities.


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SEC stands pat on broker-dealer segregation rule

By Christina Mendez | May 29, 2001 - 12:00am

The Securities and Exchange Commission (SEC) is standing pat on its decision to implement the segregation of the broker-dealer function despite the Philippine Stock Exchange’s (PSE) request to relax this rule...

Business