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                    [ArticleID] => 356593
                    [Title] => SEC’s Barin bucks brokers’ exemption from equity rule
                    [Summary] => 



Securities and Exchange Commission (SEC) chairman Fe Barin said yesterday she is not too keen on granting brokers permanent exemptive relief from the requirement limiting their shareholdings to only 20 percent of the exchange.   


The Securities Regulation Code limits to 20 percent the ownership or control by any industry or business group of the voting rights in any exchange.


                    [DatePublished] => 2006-09-06 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
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MARKET REGULATORY DIVISION AND MARKET INTEGRITY BOARD

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                    [ArticleID] => 356593
                    [Title] => SEC’s Barin bucks brokers’ exemption from equity rule
                    [Summary] => 



Securities and Exchange Commission (SEC) chairman Fe Barin said yesterday she is not too keen on granting brokers permanent exemptive relief from the requirement limiting their shareholdings to only 20 percent of the exchange.   


The Securities Regulation Code limits to 20 percent the ownership or control by any industry or business group of the voting rights in any exchange.


                    [DatePublished] => 2006-09-06 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
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                    [AuthorName] => Zinnia B. Dela Peña
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SEC’s Barin bucks brokers’ exemption from equity rule

By Zinnia B. Dela Peña | September 6, 2006 - 12:00am

Securities and Exchange Commission (SEC) chairman Fe Barin said yesterday she is not too keen on granting brokers permanent exemptive relief from the requirement limiting their shareholdings to only 20 percent...

Business