^
+ Follow MARKET REGULATION DIVISION Tag
Array
(
    [results] => Array
        (
            [0] => Array
                (
                    [ArticleID] => 791937
                    [Title] => PSE slaps P5M fine on RCBC Securities
                    [Summary] => 

The Philippine Stock Exchange Inc. has imposed a P5-million penalty on RCBC Securities Inc. (RSI) owing to violations of provisions under the Securities Regulation Code as well as PSE rules.

[DatePublished] => 2012-03-29 11:58:08 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => [SectionUrl] => [URL] => ) [1] => Array ( [ArticleID] => 685775 [Title] => PSE assures integrity of surveillance system [Summary] =>

The Philippine Stock Exchange (PSE) said its current surveillance system detects and generates alerts in all instances of unusual price and volume movements.

[DatePublished] => 2011-05-15 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [2] => Array ( [ArticleID] => 657426 [Title] => NBI nabs officials of HK Securities [Summary] =>

The National Bureau of Investigation (NBI) arrested yesterday four officers and directors of defunct brokerage firm HK Securities on charges of syndicated estafa.

[DatePublished] => 2011-02-16 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [3] => Array ( [ArticleID] => 645228 [Title] => DOJ seeks arrest of 5 HK Securities officials for syndicated estafa [Summary] =>

The Department of Justice (DOJ) has sought the assistance of the Philippine National Police (PNP) and the National Bureau of Investigation (NBI) for the immediate arrest of five officers and directors of defunct brokerage HK Securities on charges of syndicated estafa.

[DatePublished] => 2011-01-06 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [4] => Array ( [ArticleID] => 582797 [Title] => Court orders arrest of HK Securities execs [Summary] =>

The Pasig Regional Trial Court has ordered the arrest of five officers and directors of brokerage firm HK Securities Inc. on charges of syndicated estafa.

[DatePublished] => 2010-06-11 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [5] => Array ( [ArticleID] => 559704 [Title] => Philippine Stock Exchange to separate business, regulatory functions [Summary] =>

The Philippine Stock Exchange (PSE) is close to approving a plan that would segragate the regulatory and business functions of the exchange.

[DatePublished] => 2010-03-22 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [6] => Array ( [ArticleID] => 510856 [Title] => PSE reacts to STAR story [Summary] =>

Dear Mr. Katigbak,

This is to clarify the article that appeared on the Business Section of today’s (Oct 2, 2009) issue of The Philippine STAR entitled, “Key PSE official fired”.

[DatePublished] => 2009-10-05 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [7] => Array ( [ArticleID] => 509964 [Title] => Key PSE official fired [Summary] =>

The Philippine Stock Exchange (PSE) has lost another key official and more are reportedly expected to follow suit.

[DatePublished] => 2009-10-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [8] => Array ( [ArticleID] => 503745 [Title] => PSE okays special fund for investors [Summary] =>

The Philippine Stock Exchange (PSE) has secured board approval to create a fund, dubbed the “prosecution fund”, to assist individual stock market investors in filing and prosecuting a criminal case against a trading participant.

[DatePublished] => 2009-09-11 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [9] => Array ( [ArticleID] => 402386 [Title] => PSE suspends operations of HK Securities [Summary] => In a move aimed at safeguarding the interest of the investing public, the Philippine Stock Exchange (PSE) has suspended ... [DatePublished] => 2008-09-23 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
MARKET REGULATION DIVISION
Array
(
    [results] => Array
        (
            [0] => Array
                (
                    [ArticleID] => 791937
                    [Title] => PSE slaps P5M fine on RCBC Securities
                    [Summary] => 

The Philippine Stock Exchange Inc. has imposed a P5-million penalty on RCBC Securities Inc. (RSI) owing to violations of provisions under the Securities Regulation Code as well as PSE rules.

[DatePublished] => 2012-03-29 11:58:08 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => [SectionUrl] => [URL] => ) [1] => Array ( [ArticleID] => 685775 [Title] => PSE assures integrity of surveillance system [Summary] =>

The Philippine Stock Exchange (PSE) said its current surveillance system detects and generates alerts in all instances of unusual price and volume movements.

[DatePublished] => 2011-05-15 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [2] => Array ( [ArticleID] => 657426 [Title] => NBI nabs officials of HK Securities [Summary] =>

The National Bureau of Investigation (NBI) arrested yesterday four officers and directors of defunct brokerage firm HK Securities on charges of syndicated estafa.

[DatePublished] => 2011-02-16 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [3] => Array ( [ArticleID] => 645228 [Title] => DOJ seeks arrest of 5 HK Securities officials for syndicated estafa [Summary] =>

The Department of Justice (DOJ) has sought the assistance of the Philippine National Police (PNP) and the National Bureau of Investigation (NBI) for the immediate arrest of five officers and directors of defunct brokerage HK Securities on charges of syndicated estafa.

[DatePublished] => 2011-01-06 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [4] => Array ( [ArticleID] => 582797 [Title] => Court orders arrest of HK Securities execs [Summary] =>

The Pasig Regional Trial Court has ordered the arrest of five officers and directors of brokerage firm HK Securities Inc. on charges of syndicated estafa.

[DatePublished] => 2010-06-11 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [5] => Array ( [ArticleID] => 559704 [Title] => Philippine Stock Exchange to separate business, regulatory functions [Summary] =>

The Philippine Stock Exchange (PSE) is close to approving a plan that would segragate the regulatory and business functions of the exchange.

[DatePublished] => 2010-03-22 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [6] => Array ( [ArticleID] => 510856 [Title] => PSE reacts to STAR story [Summary] =>

Dear Mr. Katigbak,

This is to clarify the article that appeared on the Business Section of today’s (Oct 2, 2009) issue of The Philippine STAR entitled, “Key PSE official fired”.

[DatePublished] => 2009-10-05 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [7] => Array ( [ArticleID] => 509964 [Title] => Key PSE official fired [Summary] =>

The Philippine Stock Exchange (PSE) has lost another key official and more are reportedly expected to follow suit.

[DatePublished] => 2009-10-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [8] => Array ( [ArticleID] => 503745 [Title] => PSE okays special fund for investors [Summary] =>

The Philippine Stock Exchange (PSE) has secured board approval to create a fund, dubbed the “prosecution fund”, to assist individual stock market investors in filing and prosecuting a criminal case against a trading participant.

[DatePublished] => 2009-09-11 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) [9] => Array ( [ArticleID] => 402386 [Title] => PSE suspends operations of HK Securities [Summary] => In a move aimed at safeguarding the interest of the investing public, the Philippine Stock Exchange (PSE) has suspended ... [DatePublished] => 2008-09-23 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
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