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                    [Title] => Summit Securities offers cash to settle SEC case
                    [Summary] => Summit Securities has offered a cash settlement with the Securities and Exchange Commission (SEC) to close the investigation in an alleged manipulative trade over Liberty Telecoms Holdings, Inc.


The stock brokerage firm of former Philippine Stock Exchange (PSE) chairman Harry Liu was slapped in an audit report by the SEC last October that showed initial findings of trading irregularities.


                    [DatePublished] => 2001-12-11 00:00:00
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                    [ArticleID] => 137491
                    [Title] => SEC asks Summit to explain ‘manipulative trading practices’
                    [Summary] => Summit Securities, a stock brokerage firm headed by former Philippine Stock Exchange (PSE) chairman Harry Liu, is in hot water. An audit report by the Securities and Exchange Commission (SEC) stated that the company has engaged in manipulative trading practices.


A report by the SEC’s market regulation department has recommended that Summit be required to show cause and explain its side. The MRD said it will be endorsing the case to the compliance and enforcement department (CED) for further investigation.


                    [DatePublished] => 2001-10-22 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1096615
                    [AuthorName] =>  Christina Mendez
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
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FOUR DEVAS ASSETS

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                    [ArticleID] => 143246
                    [Title] => Summit Securities offers cash to settle SEC case
                    [Summary] => Summit Securities has offered a cash settlement with the Securities and Exchange Commission (SEC) to close the investigation in an alleged manipulative trade over Liberty Telecoms Holdings, Inc.


The stock brokerage firm of former Philippine Stock Exchange (PSE) chairman Harry Liu was slapped in an audit report by the SEC last October that showed initial findings of trading irregularities.


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                    [ArticleID] => 137491
                    [Title] => SEC asks Summit to explain ‘manipulative trading practices’
                    [Summary] => Summit Securities, a stock brokerage firm headed by former Philippine Stock Exchange (PSE) chairman Harry Liu, is in hot water. An audit report by the Securities and Exchange Commission (SEC) stated that the company has engaged in manipulative trading practices.


A report by the SEC’s market regulation department has recommended that Summit be required to show cause and explain its side. The MRD said it will be endorsing the case to the compliance and enforcement department (CED) for further investigation.


                    [DatePublished] => 2001-10-22 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1096615
                    [AuthorName] =>  Christina Mendez
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
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abtest

Summit Securities offers cash to settle SEC case

December 11, 2001 - 12:00am

Summit Securities has offered a cash settlement with the Securities and Exchange Commission (SEC) to close the investigation in an alleged manipulative trade over Liberty Telecoms Holdings, Inc. The stock brokerage...

Business

SEC asks Summit to explain ‘manipulative trading practices’

By Christina Mendez | October 22, 2001 - 12:00am

Summit Securities, a stock brokerage firm headed by former Philippine Stock Exchange (PSE) chairman Harry Liu, is in hot water. An audit report by the Securities and Exchange Commission (SEC) stated that the company...

Business