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                    [Title] => SEC says it can review probes held by PSE
                    [Summary] => Asserting its oversight powers, the Securities and Exchange Commission (SEC) said it can review investigations conducted by the Philippine Stock Exchange anytime to ensure that the bourse fulfills its self-regulatory (SRO) functions.  


SEC chairman Lilia R. Bautista said the Commission may, on its own initiative, conduct periodic or parallel examinations of PSE member-brokers to validate the exchange’s findings.  


                    [DatePublished] => 2004-07-12 00:00:00
                    [ColumnID] => 133272
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                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
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COMPLIANCE DEPARTMENT

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                    [Title] => SEC says it can review probes held by PSE
                    [Summary] => Asserting its oversight powers, the Securities and Exchange Commission (SEC) said it can review investigations conducted by the Philippine Stock Exchange anytime to ensure that the bourse fulfills its self-regulatory (SRO) functions.  


SEC chairman Lilia R. Bautista said the Commission may, on its own initiative, conduct periodic or parallel examinations of PSE member-brokers to validate the exchange’s findings.  


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abtest

SEC says it can review probes held by PSE

By Zinnia B. Dela Peña | July 12, 2004 - 12:00am

Asserting its oversight powers, the Securities and Exchange Commission (SEC) said it can review investigations conducted by the Philippine Stock Exchange anytime to ensure that the bourse fulfills its self-regulatory...

Business