+ Follow BUSINESS CONDUCT AND ETHICS COMMITTEE Tag
BUSINESS CONDUCT AND ETHICS COMMITTEE
Array
(
[results] => Array
(
[0] => Array
(
[ArticleID] => 171115
[Title] => SEC to review PSE decisions on 20 firms
[Summary] => The Securities and Exchange Commission (SEC) will review the decisions of the Philippine Stock Exchange (PSE) on 20 corporate cases investigated for possible insider trading to determine whether the local bourse is fulfilling its functions as a self-regulatory organization (SRO).
The SEC will ask the PSE to submit detailed individual reports on the results and findings of the latter’s investigations to determine possible institutional inadequacies and system flaws of the exchange as an SRO.
[DatePublished] => 2002-08-07 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1804021
[AuthorName] => Zinnia B. Dela Peña
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 132512
[Title] => SEC to probe Liberty stock trading
[Summary] => The Securities and Exchange Commission (SEC) has stepped into the case of possible trading violations, including another insider trading scheme, in Liberty Telecoms Holdings Inc. as it plans to undertake its own inquiry into the matter.
[DatePublished] => 2001-09-04 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 96377
[Title] => SEC to let PSE decide on Reynolds stock issue
[Summary] => The Securities and Exchange Commission (SEC) is likely leave it up to the Philippine Stock Exchange (PSE) to decide on the Reynolds stock trading case, which involved a BW-like stock price manipulation last year.
This as SEC officials said they are not aware of any appeal made to the Commission by one of the eight brokerage firms tagged in the price rigging of aluminum manufacturer Reynolds Philippines Corp.
"We have not yet received any appeal but I think the PSE has ruled on the case; it’s now up to them." SEC Chairperson Lilia Bautista said.
[DatePublished] => 2001-03-14 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[3] => Array
(
[ArticleID] => 96331
[Title] => Reynolds issue to serve as test case for stock exchange
[Summary] => After failing to pass the test on the BW Resources trading scam, the Philippine Stock Exchange will next gauge its effectiveness as a self-regulatory organization (SRO) as soon as the Securities and Exchange Commission issues its ruling on an appeal made by a brokerage firm implicated in another trading anomaly.
[DatePublished] => 2001-03-07 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[4] => Array
(
[ArticleID] => 87009
[Title] => Court junks Tan's P105-M suit vs PSE
[Summary] =>
The Pasig City Regional Trial Court (RTC) threw out yesterday the P105-million
damage suit filed last month by BW Resources Corp.
[DatePublished] => 2000-03-09 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096364
[AuthorName] => Donnabelle L. Gatdula
[SectionName] => Headlines
[SectionUrl] => headlines
[URL] =>
)
[5] => Array
(
[ArticleID] => 95143
[Title] => Name all the guilty in BW mess - solon
[Summary] =>
Expose all guilty parties, please.
An administration congressman made this appeal to the Philippine Stock Exchange
(PSE) and the Securities and Exchange Commission (SEC) yesterday, urging the
two agencies to reveal all those responsible for manipulating the share prices
of Best World (BW) Resources Inc.
This developed as PSE vice president Ruben Almadro said he plans to file a
P500-million counter-suit against presidential friend and BW official Dante
Tan."I'm serious," Almadro said.
Bataan Rep.
[DatePublished] => 2000-03-01 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1097047
[AuthorName] => Jess Diaz
[SectionName] => Headlines
[SectionUrl] => headlines
[URL] =>
)
[6] => Array
(
[ArticleID] => 95016
[Title] => Estrada to Pardo: Don't spare my friends in BW probe
[Summary] =>
President Estrada has given probers specific orders to make sure that there
will be no whitewash in the investigation of those implicated in Best World
Resources (BW) stock manipulation case, even if they involved presidential
friends.
This was revealed by Finance Secretary Jose Pardo, who has been given the task
of reviewing the initial probe findings by the Philippine Stock Exchange (PSE)
and submitting recommendations based on the Exchange's final report.
"There will be no whitewash, the guilty will have to be punished, even if he is
a friend of mine," Pardo quoted the Pr
[DatePublished] => 2000-02-21 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1097285
[AuthorName] => Marianne V. Go
[SectionName] => Headlines
[SectionUrl] => headlines
[URL] =>
)
[7] => Array
(
[ArticleID] => 103045
[Title] => One born every minute - My Viewpoint
[Summary] =>
The 69-page investigation report submitted by the Compliance and Surveillance
Group of the Philippine Stock Exchange basically confirms what the whole town
had already known from leaks of an earlier preliminary report of the same
group. The report found sufficient evidence of stock price manipulation on the
part of Mr. Dante Tan, major stockholder of BW Resources Corporation. Eight
member-brokerage firms of the exchange were also accused of complicity in the
price manipulation, in violation of PSE and Securities and Exchange Commission
rules.
Mr.
[DatePublished] => 2000-02-17 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1202601
[AuthorName] => by Ricardo V. Puno
[SectionName] => Opinion
[SectionUrl] => opinion
[URL] =>
)
)
)
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