+ Follow BARCLAYS GROUP INC Tag
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[ArticleID] => 590560
[Title] => SEC revokes registration of suspected 'boiler room' operator First Equis Inc.
[Summary] => The Securities and Exchange Commission has revoked the certificate of registration of First Equis Inc. (FEI), a company suspected to be engaged in boiler-room operations, for employing “fictitious, fabricated and nonexistent addresses in its articles of ncorporation.”
[DatePublished] => 2010-07-07 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1804021
[AuthorName] => Zinnia B. Dela Peña
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 92760
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 95405
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[3] => Array
(
[ArticleID] => 95991
[Title] => SEC issues permanent CDOs vs 7 companies
[Summary] => The Securities and Exchange Commission (SEC) has issued permanent cease and desist orders (CDOs) against seven website marketing and telemarketing firms.
The seven are Barclays Group Inc. and/or New World Financial Group Ltd., Bradshaw Global Asset Management Inc., Newport Pacific Securities & Management Inc., Sherman Brothers Management Ltd. Inc., Worldwide Investors Management Inc., Powerhomes Unlimited Corp. and Prosperity.com.
[DatePublished] => 2001-05-07 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
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)
BARCLAYS GROUP INC
Array
(
[results] => Array
(
[0] => Array
(
[ArticleID] => 590560
[Title] => SEC revokes registration of suspected 'boiler room' operator First Equis Inc.
[Summary] => The Securities and Exchange Commission has revoked the certificate of registration of First Equis Inc. (FEI), a company suspected to be engaged in boiler-room operations, for employing “fictitious, fabricated and nonexistent addresses in its articles of ncorporation.”
[DatePublished] => 2010-07-07 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1804021
[AuthorName] => Zinnia B. Dela Peña
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 92760
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 95405
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[3] => Array
(
[ArticleID] => 95991
[Title] => SEC issues permanent CDOs vs 7 companies
[Summary] => The Securities and Exchange Commission (SEC) has issued permanent cease and desist orders (CDOs) against seven website marketing and telemarketing firms.
The seven are Barclays Group Inc. and/or New World Financial Group Ltd., Bradshaw Global Asset Management Inc., Newport Pacific Securities & Management Inc., Sherman Brothers Management Ltd. Inc., Worldwide Investors Management Inc., Powerhomes Unlimited Corp. and Prosperity.com.
[DatePublished] => 2001-05-07 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
)
)
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